REGULATORY AND COMPLIANCE, 2

Discuss the following agency/regulatory body:

  • Securities and Exchange Commission (SEC)

Discuss in detail the following in your presentation (MUST BE IN SEPERATE PARAGRAPHS):

  • Agency Background
  • Authority
  • Issues that each individual agency investigates
  • The effect his agency has on corporate culture
  • Why it is important to be aware of these agencies

APA Format

2 reference minimum

 
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